Reuters reports that the SEC is back in the saddle probing feeder funds, the subprime lenders, hedge funds, builders and the underwriters, individuals and principals involved.
I spoke with the SEC a few weeks ago regarding the SEC Enforcement manual. My concern was that it might be considered “last administration” and that new ediscovery protocols would be issued. While maintaining that the Manual was a work in progress, the guidance provided in it is still good according to the very helpful public affairs officer.
Link to Enforcement manual here. See Section 3.2.6.2 regarding form of production for electronically stored information.
I will be speaking at the ABA International Spring meeting in DC on Friday afternoon, April 17 regarding the Global Financial Crisis – Legal and Ethical Considerations.
Contact me via linked in (http://www.linkedin.com/in/marymack) if you would like to share a coffee.
Filed under Sound Evidence, Technology Counsel, Uncategorized.